Investment Advisors
Logan Law Office's investment management legal services include advice and support on all aspects of an investment advisor's work. We have expertise in formation, registration and operation of investment advisors. Including advisors of hedge funds, private equity funds, offshore vehicles, special purpose vehicles (SPV) and separately managed accounts (SMA). Among other things, we offer sophisticated advice on the legal requirements of U.S. securities laws — including the Investment Advisers Act and Investment Company Act — and compliance with SEC, ERISA and FINRA.
Our operational support to advisors is comprehensive and includes consultation, negotiation and document preparation with regard to investment management agreements, trading and market data services agreements, solicitor/placement agent agreements and fund administration agreements. We also assist with all facets of SEC and state investment advisor registration, marketing material review, establishing prime brokerage relationships, ISDA membership, derivative contracts, drafting prospectuses and Form ADV creation and updates.
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